Business Functions

Transaction Monitoring

A Pillar of AML/CFT Compliance

Firm specific and market aggregate data on transaction activity are critical for ensuring compliance with internal and external surveillance. With ever evolving regulations and growing regulatory scrutiny, compounded by increasingly punitive outcomes for regulatory breaches, the cost of regulatory adherence is becoming daunting.

Explore new opportunities with Settlity

Settlity provides a single source of truth with immutable audit history for the current participating stock exchanges, investment banks, custodians and brokers. The ability to provide on demand, a snap shot of investor holdings with unencumbered previous transaction history further gives regulators assurance of a calm and orderly financial system. Combined with Settlity smart contracts, this allows financial institutions to remain compliant, flagging out potential AML transactions while self-enforcing and preventing a regulatory breach of activities.